The Bureau of Securities administers and enforces the Uniform Securities Law (1997) (N.J.S.A. 49:3-47
et seq.), and regulations promulgated thereunder (N.J.A.C. 13:47A-1.1
et seq.) that govern the regulation and registration of securities, broker-dealers, agents of broker-dealers, investment advisers and investment adviser representatives doing business in or from New Jersey.