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Alert
SCAM ALERT
The Division of Consumer Affairs (Division) is warning all licensed professionals about individuals impersonating New Jersey Division of Consumer Affairs (DCA) investigators, Drug Enforcement Administration (DEA) agents, DEA investigators, New Jersey Drug Control Unit investigators, Federal Bureau of Investigation (FBI) investigators, and other law enforcement personnel, as part of an extortion scheme.

The impersonators are contacting licensees by telephone or letter, stating that they are the subject of an investigation. The callers are demanding money to clear up the matter, or threatening to revoke the individual’s license. Please be advised that the Division of Consumer Affairs will not contact licensees by telephone to discuss investigations or demand money.

Anyone receiving a telephone call from a person purporting to be any of the above mentioned individuals seeking money, should refuse the demand. We encourage you to report the call to the Federal Trade Commission (FTC) at ReportFraud.ftc.gov. You may also report the call to the Division at AskConsumerAffairs@lps.state.nj.us.

2024 Investment Adviser Written Examination


Welcome to the 2024 Annual Examination of Investment Advisers registered with the New Jersey Bureau of Securities (the “Bureau”). Each registered investment adviser is required to complete the examination in the electronic format provided no later than June 17, 2024. Failing to comply may be deemed a failure to cooperate with the Bureau in violation of N.J.A.C. 13:47A-14.16, and  administrative action being taken by the Bureau.



Last Modified: 5/13/2024 6:55 AM